Search Result

461 - 480 of 603 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 8.2 Constitution

As Published: 2004

COLL 8.2 Constitution

PERG 4.4 What is a regulated mortgage contract?

As Published: 2005

PERG 4.4 What is a regulated mortgage contract?

PRIN 3.1 Who?

As Published: 2001

PRIN 3.1 Who?

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

COB 10.4 Suitability of the portfolio of an unregulated collective investment scheme

As Published: 2001

COB 10.4 Suitability of the portfolio of an unregulated collective investment scheme

PERG 2.4 Link between activities and the United Kingdom

As Published: 2005

PERG 2.4 Link between activities and the United Kingdom

LR 12.6 Treasury shares

As Published: 2005

LR 12.6 Treasury shares

LR 3.5 Block listing and formal application

As Published: 2005

LR 3.5 Block listing and formal application

PERG 5.16 Meaning of 'insurance mediation'

As Published: 2005

PERG 5.16 Meaning of 'insurance mediation'

PERG 5.10 Renewals

As Published: 2005

PERG 5.10 Renewals

REC 3.20 Disciplinary action relating to members

As Published: 2001

REC 3.20 Disciplinary action relating to members

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2001

REC 3.22 Restriction of, or instruction to close out, open positions

REC 3.23 Default

As Published: 2001

REC 3.23 Default

ICOB 4.4 Statement of demands and needs

As Published: 2004

ICOB 4.4 Statement of demands and needs

PERG 6.1 Application

As Published: 2005

PERG 6.1 Application

MAR 1.10 Statutory exceptions

As Published: 2001

MAR 1.10 Statutory exceptions

FEES 5.4 Information requirement

As Published: 2006

FEES 5.4 Information requirement

MCOB 4.1 Application

As Published: 2004

MCOB 4.1 Application

LR 8.1 Application

As Published: 2005

LR 8.1 Application

LR 17.1 Application

As Published: 2005

LR 17.1 Application