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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

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LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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FEES 6.4 Management expenses

As Published: 2006

FEES 6.4 Management expenses

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COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

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COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2004

COLL 7.5 Schemes or sub-funds that are not commercially viable

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COB 8.1 Confirmation of transactions

As Published: 2001

COB 8.1 Confirmation of transactions

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SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2006

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

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MCOB 2.7 Application to electronic media and distance communications

As Published: 2004

MCOB 2.7 Application to electronic media and distance communications

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PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

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ICOB 2.1 Application: who?

As Published: 2005

ICOB 2.1 Application: who?

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SUP 14.4 Notices of proposed changes: form and delivery

As Published: 2001

SUP 14.4 Notices of proposed changes: form and delivery

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PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

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LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

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APER 3.3 Factors relating to Statements of Principle 5 to 7

As Published: 2001

APER 3.3 Factors relating to Statements of Principle 5 to 7

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ICOB 2.4 Reliance on others

As Published: 2005

ICOB 2.4 Reliance on others

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REC 3.17 Inability to discharge regulatory functions

As Published: 2001

REC 3.17 Inability to discharge regulatory functions

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LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

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FEES 6.2 Exemption

As Published: 2006

FEES 6.2 Exemption

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REC 3.10 Complaints

As Published: 2001

REC 3.10 Complaints

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