Search Result

441 - 460 of 650 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

FEES 5.4 Information requirement

As Published: 2006

FEES 5.4 Information requirement

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

PERG 4.12 Appointed representatives

As Published: 2005

PERG 4.12 Appointed representatives

LR 12.5 Purchase of own securities other than equity shares

As Published: 2005

LR 12.5 Purchase of own securities other than equity shares

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

DISP 4.2 The standard terms

As Published: 2005

DISP 4.2 The standard terms

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2004

COLL 7.5 Schemes or sub-funds that are not commercially viable

MCOB 12.1 Application

As Published: 2004

MCOB 12.1 Application

LR 18.3 Listing applications

As Published: 2005

LR 18.3 Listing applications

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

FEES 2.2 Late Payments and Recovery of Unpaid Fees

As Published: 2006

FEES 2.2 Late Payments and Recovery of Unpaid Fees

LR 15.6 Authorised property unit trusts

As Published: 2005

LR 15.6 Authorised property unit trusts

LR 12.1 Application

As Published: 2005

LR 12.1 Application

PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

ICOB 6.3 Notification of cancellation by the retail customer

As Published: 2005

ICOB 6.3 Notification of cancellation by the retail customer