Search Result

421 - 440 of 648 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.4 Complaints

As Published: 2001

REC 4.4 Complaints

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

GEN 6.1 Insurance against financial penalties

As Published: 2003

GEN 6.1 Insurance against financial penalties

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

MCOB 7.6 Event-driven information

As Published: 2004

MCOB 7.6 Event-driven information

MCOB 2.7 Application to electronic media and distance communications

As Published: 2004

MCOB 2.7 Application to electronic media and distance communications

MCOB 5.4 Illustrations: general

As Published: 2004

MCOB 5.4 Illustrations: general

ICOB 5.1 Application and purpose

As Published: 2005

ICOB 5.1 Application and purpose

LR 12.4 Purchase of own equity shares

As Published: 2005

LR 12.4 Purchase of own equity shares

COB 10.7 Periodic statements for an unregulated collective investment scheme

As Published: 2001

COB 10.7 Periodic statements for an unregulated collective investment scheme

COB 10.6 Scheme documents for an unregulated collective investment scheme

As Published: 2003

COB 10.6 Scheme documents for an unregulated collective investment scheme

COB 3.3 Application: where?

As Published: 2001

COB 3.3 Application: where?

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

MCOB 7.1 Application

As Published: 2004

MCOB 7.1 Application

DISP 2.1 Application and Purpose

As Published: 2003

DISP 2.1 Application and Purpose

LR 8.5 Responsibilities of listed companies

As Published: 2005

LR 8.5 Responsibilities of listed companies

FIT 2.2 Competence and capability

As Published: 2001

FIT 2.2 Competence and capability

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

REC 4.6 The section 296 power to give directions

As Published: 2001

REC 4.6 The section 296 power to give directions