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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

SUP 7.1 Application and purpose

As Published: 2001

SUP 7.1 Application and purpose

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

PERG 7.2 Introduction

As Published: 2005

PERG 7.2 Introduction

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

SUP 13.11 Record keeping

As Published: 2001

SUP 13.11 Record keeping

REC 3.13 Delegation of relevant functions

As Published: 2001

REC 3.13 Delegation of relevant functions

ICOB 4.6 Commission disclosure for commercial customers

As Published: 2004

ICOB 4.6 Commission disclosure for commercial customers

REC 3.20 Disciplinary action relating to members

As Published: 2001

REC 3.20 Disciplinary action relating to members

MAR 2.5 The Price Stabilising Rules: overseas provisions

As Published: 2003

MAR 2.5 The Price Stabilising Rules: overseas provisions

LR 16.3 Continuing obligations

As Published: 2005

LR 16.3 Continuing obligations

ICOB 3.1 Application: general

As Published: 2005

ICOB 3.1 Application: general

REC 4.4 Complaints

As Published: 2001

REC 4.4 Complaints