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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2006

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

SUP 15.4 Notified persons

As Published: 2001

SUP 15.4 Notified persons

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

REC 4.8 The section 298 procedure

As Published: 2001

REC 4.8 The section 298 procedure

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

PERG 2.2 Introduction

As Published: 2005

PERG 2.2 Introduction

FEES 5.4 Information requirement

As Published: 2006

FEES 5.4 Information requirement

COND 1.2 Purpose

As Published: 2001

COND 1.2 Purpose

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

COLL 5.1 Introduction

As Published: 2004

COLL 5.1 Introduction

COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

LR 10.8 Miscellaneous

As Published: 2005

LR 10.8 Miscellaneous

LR 15.2 Requirements for listing

As Published: 2005

LR 15.2 Requirements for listing

PRIN 3.1 Who?

As Published: 2001

PRIN 3.1 Who?

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose