Search Result

241 - 260 of 691 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

PERG 4.7 Entering into a regulated mortgage contract

As Published: 2005

PERG 4.7 Entering into a regulated mortgage contract

SUP 17.1 Application

As Published: 2001

SUP 17.1 Application

MCOB 12.2 Purpose

As Published: 2004

MCOB 12.2 Purpose

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

LR 14.3 Continuing obligations

As Published: 2005

LR 14.3 Continuing obligations

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

ICOB 7.1 Application and purpose

As Published: 2005

ICOB 7.1 Application and purpose

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2001

REC 6.7 Notification rules for overseas recognised bodies

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

LR 17.3 Requirements with continuing application

As Published: 2005

LR 17.3 Requirements with continuing application

MCOB 10.4 Total charge for credit

As Published: 2005

MCOB 10.4 Total charge for credit

LR 12.5 Purchase of own securities other than equity shares

As Published: 2005

LR 12.5 Purchase of own securities other than equity shares

COND 1.2 Purpose

As Published: 2001

COND 1.2 Purpose

ICOB 2.1 Application: who?

As Published: 2005

ICOB 2.1 Application: who?

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report