Search Result

121 - 140 of 723 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 2.6 To which activities do the rules apply?

As Published: 2003

DISP 2.6 To which activities do the rules apply?

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

SUP 6.3 Applications for variation of permission

As Published: 2001

SUP 6.3 Applications for variation of permission

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

PERG 7.3 Does the activity require authorisation?

As Published: 2005

PERG 7.3 Does the activity require authorisation?

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2006

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

MCOB 7.6 Event-driven information

As Published: 2004

MCOB 7.6 Event-driven information

DISP 1.3 Internal complaint handling procedures: additional requirements

As Published: 2003

DISP 1.3 Internal complaint handling procedures: additional requirements

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

LR 9.5 Transactions

As Published: 2005

LR 9.5 Transactions

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

LR 10.2 Classifying transactions

As Published: 2005

LR 10.2 Classifying transactions

PR 5.6 Miscellaneous

As Published: 2005

PR 5.6 Miscellaneous

PR 3.4 Supplementary prospectus

As Published: 2005

PR 3.4 Supplementary prospectus

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities