Search Result

41 - 60 of 664 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2001

REC 6.7 Notification rules for overseas recognised bodies

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

LR 19.5 Disclosures

As Published: 2005

LR 19.5 Disclosures

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers

COLL 8.5 Powers and responsibilities

As Published: 2004

COLL 8.5 Powers and responsibilities

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

PR 2.2 Format of prospectus

As Published: 2005

PR 2.2 Format of prospectus

REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers

FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

REC 5.2 Application process

As Published: 2001

REC 5.2 Application process

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

LR 10.2 Classifying transactions

As Published: 2005

LR 10.2 Classifying transactions

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

PR 3.4 Supplementary prospectus

As Published: 2005

PR 3.4 Supplementary prospectus

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

LR 18.2 Requirements for listing

As Published: 2005

LR 18.2 Requirements for listing