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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

…

SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

…

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

…

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

…

COB 2.4 Chinese walls

As Published: 2001

COB 2.4 Chinese walls

…

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

…

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

…

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

…

PERG 7.1 Application and purpose

As Published: 2005

PERG 7.1 Application and purpose

…

REC 5.1 Introduction and legal background

As Published: 2001

REC 5.1 Introduction and legal background

…

LR 3.1 Application

As Published: 2005

LR 3.1 Application

…

LR 18.1 Application

As Published: 2005

LR 18.1 Application

…

PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

…

ICOB 7.1 Application and purpose

As Published: 2005

ICOB 7.1 Application and purpose

…

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

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ICOB 5.3 Provision of information to retail customers

As Published: 2004

ICOB 5.3 Provision of information to retail customers

…

ICOB 8.3 Disclosure requirements

As Published: 2004

ICOB 8.3 Disclosure requirements

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COLL 5.1 Introduction

As Published: 2004

COLL 5.1 Introduction

…

LR 6.1 Application

As Published: 2005

LR 6.1 Application

…

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

…

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