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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 1.2 Introduction

As Published: 2005

PERG 1.2 Introduction

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PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2005

PERG 4.10 Exclusions applying to more than one regulated activity

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PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

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FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

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PERG 5.3 Contracts of insurance

As Published: 2005

PERG 5.3 Contracts of insurance

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DISP App 1.1 Application and Purpose

As Published: 2005

DISP App 1.1 Application and Purpose

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MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

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APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

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SUP 13A.7 Top-up permission

As Published: 2006

SUP 13A.7 Top-up permission

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DTR 1.1 Application and purpose

As Published: 2005

DTR 1.1 Application and purpose

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SUP 13.2 Introduction

As Published: 2001

SUP 13.2 Introduction

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COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

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LR 16.2 Requirements for listing

As Published: 2005

LR 16.2 Requirements for listing

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ICOB 4.4 Statement of demands and needs

As Published: 2004

ICOB 4.4 Statement of demands and needs

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COB 2.4 Chinese walls

As Published: 2001

COB 2.4 Chinese walls

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DISP 2.3 Time Limits for referral of complaints to the Financial Ombudsman Service

As Published: 2003

DISP 2.3 Time Limits for referral of complaints to the Financial Ombudsman Service

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MAR 1.10 Statutory exceptions

As Published: 2001

MAR 1.10 Statutory exceptions

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ICOB 5.2 Information - responsibilities of insurers and intermediaries

As Published: 2004

ICOB 5.2 Information - responsibilities of insurers and intermediaries

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SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

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PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

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