Search Result

21 - 40 of 629 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 2.4 Incorporation by reference

As Published: 2005

PR 2.4 Incorporation by reference

COLL 4.2 Pre-sale notifications

As Published: 2004

COLL 4.2 Pre-sale notifications

LR 17.3 Requirements with continuing application

As Published: 2005

LR 17.3 Requirements with continuing application

FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

PR 5.3 Certificate of approval

As Published: 2005

PR 5.3 Certificate of approval

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2004

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

LR 14.3 Continuing obligations

As Published: 2005

LR 14.3 Continuing obligations

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

PR 5.6 Miscellaneous

As Published: 2005

PR 5.6 Miscellaneous

FEES 4.4 Information on which Fees are calculated

As Published: 2006

FEES 4.4 Information on which Fees are calculated

LR 9.5 Transactions

As Published: 2005

LR 9.5 Transactions

COLL 4.5 Reports and accounts

As Published: 2004

COLL 4.5 Reports and accounts

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

LR 13.8 Other circulars

As Published: 2005

LR 13.8 Other circulars

PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

LR 3.3 Equity securities

As Published: 2005

LR 3.3 Equity securities