Search Result

321 - 340 of 716 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.33 Introducing

As Published: 2005

PERG 8.33 Introducing

PERG 8.1 Application and purpose

As Published: 2005

PERG 8.1 Application and purpose

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2005

PERG 5.8 The regulated activities: advising on contracts of insurance

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

COB 10.2 Application of general COB rules

As Published: 2001

COB 10.2 Application of general COB rules

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2001

REC 4.2 The supervisory relationship with UK recognised bodies

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

MCOB 7.6 Event-driven information

As Published: 2004

MCOB 7.6 Event-driven information

LR 8.2 When a sponsor must be appointed or its assistance obtained

As Published: 2005

LR 8.2 When a sponsor must be appointed or its assistance obtained

COB 2.2 Inducements

As Published: 2001

COB 2.2 Inducements

PR 5.3 Certificate of approval

As Published: 2005

PR 5.3 Certificate of approval

LR 9.5 Transactions

As Published: 2005

LR 9.5 Transactions

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

LR 18.4 Continuing obligations

As Published: 2005

LR 18.4 Continuing obligations

COB 1.1 Application and Purpose

As Published: 2001

COB 1.1 Application and Purpose