Search Result

301 - 320 of 612 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.18 Membership

As Published: 2001

REC 3.18 Membership

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

PR 5.3 Certificate of approval

As Published: 2005

PR 5.3 Certificate of approval

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

COB 10.5 Modification of the best execution rule

As Published: 2001

COB 10.5 Modification of the best execution rule

MCOB 10.4 Total charge for credit

As Published: 2005

MCOB 10.4 Total charge for credit

COB 8.1 Confirmation of transactions

As Published: 2001

COB 8.1 Confirmation of transactions

COB 3.2 Application: what?

As Published: 2001

COB 3.2 Application: what?

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

COB 4.2 Terms of business and client agreements with customers

As Published: 2003

COB 4.2 Terms of business and client agreements with customers

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

PERG 8.33 Introducing

As Published: 2005

PERG 8.33 Introducing

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

REC 3.21 Criminal offences and civil prohibitions

As Published: 2001

REC 3.21 Criminal offences and civil prohibitions

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2005

CASS 5.8 Safe keeping of client's documents and other assets

LR 9.2 Requirements with continuing application

As Published: 2005

LR 9.2 Requirements with continuing application

SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms

MAR 4.3 Further Support of the Takeover Panel's Functions

As Published: 2001

MAR 4.3 Further Support of the Takeover Panel's Functions

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus