Search Result

201 - 220 of 662 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 13.7 Circulars about purchase of own equity securities

As Published: 2005

LR 13.7 Circulars about purchase of own equity securities

COLL 1.1 Applications and purpose

As Published: 2004

COLL 1.1 Applications and purpose

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

SUP 7.3 Criteria for varying a firm's permission

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission

REC 3.8 Financial and other information

As Published: 2001

REC 3.8 Financial and other information

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

SUP 15.4 Notified persons

As Published: 2001

SUP 15.4 Notified persons

ICOB 8.2 General rules

As Published: 2005

ICOB 8.2 General rules

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

LR 13.4 Class 1 circulars

As Published: 2005

LR 13.4 Class 1 circulars

COLL 7.6 Schemes of arrangement

As Published: 2004

COLL 7.6 Schemes of arrangement

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

REC 4.1 Application and purpose

As Published: 2001

REC 4.1 Application and purpose

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

LR 5.5 Miscellaneous

As Published: 2005

LR 5.5 Miscellaneous

SUP 5.5 Duties of firms

As Published: 2001

SUP 5.5 Duties of firms