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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

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LR 5.2 Cancelling listing

As Published: 2005

LR 5.2 Cancelling listing

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LR 3.3 Equity securities

As Published: 2005

LR 3.3 Equity securities

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REC 2.12 Proper markets and disclosure of information (UK RIEs only)

As Published: 2004

REC 2.12 Proper markets and disclosure of information (UK RIEs only)

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SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

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REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

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PERG 9.1 Application and Purpose

As Published: 2005

PERG 9.1 Application and Purpose

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COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

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PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2005

PERG 9.4 Collective investment scheme (section 235 of the Act)

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COB 6.1 Product disclosure

As Published: 2002

COB 6.1 Product disclosure

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REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers

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PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

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REC 4.7 The section 297 power to revoke recognition

As Published: 2001

REC 4.7 The section 297 power to revoke recognition

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MCOB 6.4 Content of the offer document

As Published: 2004

MCOB 6.4 Content of the offer document

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CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

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MAR 1.3 Market abuse (insider dealing)

As Published: 2001

MAR 1.3 Market abuse (insider dealing)

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SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

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ICOB 6.1 Application and purpose

As Published: 2004

ICOB 6.1 Application and purpose

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ICOB 6.4 Effects of cancellation

As Published: 2004

ICOB 6.4 Effects of cancellation

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SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

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