Search Result

101 - 120 of 260 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 7.4 Disclosure at the start of the contract

As Published: 2004

MCOB 7.4 Disclosure at the start of the contract

ICOB 1.1 Application and purpose

As Published: 2005

ICOB 1.1 Application and purpose

FEES 6.7 Payment of levies

As Published: 2006

FEES 6.7 Payment of levies

LR 15.6 Authorised property unit trusts

As Published: 2005

LR 15.6 Authorised property unit trusts

COLL 4.3 Approvals and notifications

As Published: 2004

COLL 4.3 Approvals and notifications

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2006

FEES 5.8 Joining the Financial Ombudsman Service

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

COB 10.7 Periodic statements for an unregulated collective investment scheme

As Published: 2001

COB 10.7 Periodic statements for an unregulated collective investment scheme

COB 11.6 Delegation to a permitted third party.

As Published: 2001

COB 11.6 Delegation to a permitted third party.

GEN 4.4 Business for private customers from non-UK offices

As Published: 2004

GEN 4.4 Business for private customers from non-UK offices

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

LR 3.4 Debt and other securities

As Published: 2005

LR 3.4 Debt and other securities

COB 11.3 Packaged products

As Published: 2004

COB 11.3 Packaged products

MAR 4.3 Further Support of the Takeover Panel's Functions

As Published: 2001

MAR 4.3 Further Support of the Takeover Panel's Functions