Search Result

601 - 620 of 697 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FIT 2.2 Competence and capability

As Published: 2001

FIT 2.2 Competence and capability

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

FEES 2.3 Relieving Provisions

As Published: 2006

FEES 2.3 Relieving Provisions

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

DISP 3.6 Time limits

As Published: 2002

DISP 3.6 Time limits

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

As Published: 2005

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

SUP 17.4 Obligation to make transaction reports

As Published: 2001

SUP 17.4 Obligation to make transaction reports

LR 7.2 The Listing Principles

As Published: 2005

LR 7.2 The Listing Principles

DISP 3.3 Dismissal of complaints without consideration of the merits

As Published: 2004

DISP 3.3 Dismissal of complaints without consideration of the merits

LR 8.2 When a sponsor must be appointed or its assistance obtained

As Published: 2005

LR 8.2 When a sponsor must be appointed or its assistance obtained

DISP 3.8 Determination by the Ombudsman

As Published: 2004

DISP 3.8 Determination by the Ombudsman

PR 3.2 Filing and publication of prospectus

As Published: 2005

PR 3.2 Filing and publication of prospectus

LR 3.5 Block listing and formal application

As Published: 2005

LR 3.5 Block listing and formal application

DISP 3.9 Awards by the Ombudsman

As Published: 2003

DISP 3.9 Awards by the Ombudsman

MCOB 2.5 Reliance on others

As Published: 2004

MCOB 2.5 Reliance on others

COB 10.4 Suitability of the portfolio of an unregulated collective investment scheme

As Published: 2001

COB 10.4 Suitability of the portfolio of an unregulated collective investment scheme

MCOB 7.3 General

As Published: 2004

MCOB 7.3 General

MCOB 13.2 Purpose

As Published: 2004

MCOB 13.2 Purpose

CASS 3.2 Requirements

As Published: 2003

CASS 3.2 Requirements