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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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REC 5.2 Application process

As Published: 2001

REC 5.2 Application process

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COLL 4.5 Reports and accounts

As Published: 2004

COLL 4.5 Reports and accounts

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FIT 2.2 Competence and capability

As Published: 2001

FIT 2.2 Competence and capability

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APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

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SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

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ICOB 6.4 Effects of cancellation

As Published: 2004

ICOB 6.4 Effects of cancellation

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SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

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FEES 6.7 Payment of levies

As Published: 2006

FEES 6.7 Payment of levies

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REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

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APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

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COND 2.4 Threshold condition 4: Adequate resources

As Published: 2004

COND 2.4 Threshold condition 4: Adequate resources

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COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2004

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

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PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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DISP 2.3 Time Limits for referral of complaints to the Financial Ombudsman Service

As Published: 2003

DISP 2.3 Time Limits for referral of complaints to the Financial Ombudsman Service

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PERG 4.1 Application and purpose

As Published: 2005

PERG 4.1 Application and purpose

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COB 11.2 Relationship with the scheme

As Published: 2003

COB 11.2 Relationship with the scheme

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SUP 17.1 Application

As Published: 2001

SUP 17.1 Application

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COB 9.4 These provisions have been moved to the Client Assets sourcebook (CASS)

As Published: 2003

COB 9.4 These provisions have been moved to the Client Assets sourcebook (CASS)

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