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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2001

REC 3.22 Restriction of, or instruction to close out, open positions

SUP 7.1 Application and purpose

As Published: 2001

SUP 7.1 Application and purpose

SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2006

FEES 5.8 Joining the Financial Ombudsman Service

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

LR 9.3 Continuing obligations - holders

As Published: 2005

LR 9.3 Continuing obligations - holders

COLL 7.6 Schemes of arrangement

As Published: 2004

COLL 7.6 Schemes of arrangement

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

LR 13.2 Approval of circulars

As Published: 2005

LR 13.2 Approval of circulars

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

SUP 8.7 Varying waivers

As Published: 2001

SUP 8.7 Varying waivers

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

SUP 17.2 Purpose

As Published: 2001

SUP 17.2 Purpose

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers