Search Result

241 - 260 of 562 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

COLL 8.1 Introduction

As Published: 2004

COLL 8.1 Introduction

COLL 4.3 Approvals and notifications

As Published: 2004

COLL 4.3 Approvals and notifications

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

FEES 6.7 Payment of levies

As Published: 2006

FEES 6.7 Payment of levies

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

DISP App 1.1 Application and Purpose

As Published: 2005

DISP App 1.1 Application and Purpose

COLL 7.2 Suspension and restart of dealings

As Published: 2004

COLL 7.2 Suspension and restart of dealings

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

LR 5.3 Requests to cancel or suspend

As Published: 2005

LR 5.3 Requests to cancel or suspend

REC 6.2 Applications

As Published: 2001

REC 6.2 Applications

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

COB 11.6 Delegation to a permitted third party.

As Published: 2001

COB 11.6 Delegation to a permitted third party.