Search Result

81 - 100 of 563 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2006

SUP 13A.3 Qualifications for authorisation under the Act

PERG 5.11 Other aspects of exclusions

As Published: 2005

PERG 5.11 Other aspects of exclusions

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

GEN 1.2 Referring to approval by the FSA

As Published: 2005

GEN 1.2 Referring to approval by the FSA

COB 11.2 Relationship with the scheme

As Published: 2003

COB 11.2 Relationship with the scheme

APER 3.2 Factors relating to all Statements of Principle

As Published: 2001

APER 3.2 Factors relating to all Statements of Principle

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2001

REC 4.2 The supervisory relationship with UK recognised bodies

COND 1.2 Purpose

As Published: 2001

COND 1.2 Purpose

PERG 4.1 Application and purpose

As Published: 2005

PERG 4.1 Application and purpose

COLL 4.2 Pre-sale notifications

As Published: 2004

COLL 4.2 Pre-sale notifications

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

As Published: 2001

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

CRED 2.1 What is this guide?

As Published: 2004

CRED 2.1 What is this guide?

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2005

PERG 5.8 The regulated activities: advising on contracts of insurance

SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

SUP 15.4 Notified persons

As Published: 2001

SUP 15.4 Notified persons