Search Result

61 - 80 of 506 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 4.4 Information on which Fees are calculated

As Published: 2006

FEES 4.4 Information on which Fees are calculated

PR App 3.1

As Published: 2005

PR App 3.1

PERG 7.3 Does the activity require authorisation?

As Published: 2005

PERG 7.3 Does the activity require authorisation?

COLL 4.5 Reports and accounts

As Published: 2004

COLL 4.5 Reports and accounts

LR 19.4 Continuing obligations

As Published: 2005

LR 19.4 Continuing obligations

LR 18.2 Requirements for listing

As Published: 2005

LR 18.2 Requirements for listing

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2005

PERG 7.4 Does the article 54 exclusion apply?

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

REC 2.12 Proper markets and disclosure of information (UK RIEs only)

As Published: 2004

REC 2.12 Proper markets and disclosure of information (UK RIEs only)

COB 6.1 Product disclosure

As Published: 2002

COB 6.1 Product disclosure

LR 13.8 Other circulars

As Published: 2005

LR 13.8 Other circulars

SUP 5.5 Duties of firms

As Published: 2001

SUP 5.5 Duties of firms

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

COLL 6.8 Income: accounting, allocation and distribution

As Published: 2004

COLL 6.8 Income: accounting, allocation and distribution

SUP 6.3 Applications for variation of permission

As Published: 2001

SUP 6.3 Applications for variation of permission

COND 2.3 Threshold condition 3: Close links

As Published: 2004

COND 2.3 Threshold condition 3: Close links

SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State

CRED 2.2 Structure

As Published: 2004

CRED 2.2 Structure

PERG 2.5 Investments and activities: general

As Published: 2005

PERG 2.5 Investments and activities: general