Search Result

301 - 320 of 632 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

SUP 13.11 Record keeping

As Published: 2001

SUP 13.11 Record keeping

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

LR 4.4 Miscellaneous

As Published: 2005

LR 4.4 Miscellaneous

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

DISP App 1.6 Criteria for determining complaints

As Published: 2004

DISP App 1.6 Criteria for determining complaints

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

SUP 7.1 Application and purpose

As Published: 2001

SUP 7.1 Application and purpose

PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

PERG 7.3 Does the activity require authorisation?

As Published: 2005

PERG 7.3 Does the activity require authorisation?

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

REC 1.2 Purpose, status and statutoryquotations

As Published: 2004

REC 1.2 Purpose, status and statutoryquotations

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background