Search Result

141 - 160 of 612 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 3.1 Who?

As Published: 2001

PRIN 3.1 Who?

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

COB 2.3 Reliance on others

As Published: 2003

COB 2.3 Reliance on others

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

COB 10.2 Application of general COB rules

As Published: 2001

COB 10.2 Application of general COB rules

DISP 2.6 To which activities do the rules apply?

As Published: 2003

DISP 2.6 To which activities do the rules apply?

PERG 1.2 Introduction

As Published: 2005

PERG 1.2 Introduction

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

COB 9.1 These provisions have been moved to the Client Assets sourcebook (CASS)

As Published: 2002

COB 9.1 These provisions have been moved to the Client Assets sourcebook (CASS)

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

PERG 4.17 Interaction with the Consumer Credit Act

As Published: 2005

PERG 4.17 Interaction with the Consumer Credit Act

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2001

SUP 18.3 Insurance business transfers outside the United Kingdom

COND 2.4 Threshold condition 4: Adequate resources

As Published: 2004

COND 2.4 Threshold condition 4: Adequate resources

COLL 3.2 The instrument constituting the scheme

As Published: 2004

COLL 3.2 The instrument constituting the scheme

PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

REC 5.2 Application process

As Published: 2001

REC 5.2 Application process

COLL 8.3 Investor relations

As Published: 2004

COLL 8.3 Investor relations