Search Result

121 - 140 of 522 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 1.1 Application

As Published: 2005

REC 1.1 Application

PR App 1.1

As Published: 2005

PR App 1.1

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

REC 5.2 Application process

As Published: 2001

REC 5.2 Application process

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

PERG 4.5 Arranging regulated mortgage contracts

As Published: 2005

PERG 4.5 Arranging regulated mortgage contracts

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

REC 3.18 Membership

As Published: 2001

REC 3.18 Membership

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

COB 6.3 Post-sale confirmation: life policies

As Published: 2001

COB 6.3 Post-sale confirmation: life policies

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

COLL 6.3 Valuation and pricing

As Published: 2004

COLL 6.3 Valuation and pricing

COND 1.2 Purpose

As Published: 2001

COND 1.2 Purpose

COLL 4.2 Pre-sale notifications

As Published: 2004

COLL 4.2 Pre-sale notifications

SUP 13.11 Record keeping

As Published: 2001

SUP 13.11 Record keeping

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2004

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

PR 5.3 Certificate of approval

As Published: 2005

PR 5.3 Certificate of approval

SUP 13A.2 EEA firms and Treaty firms

As Published: 2006

SUP 13A.2 EEA firms and Treaty firms

COND 2.4 Threshold condition 4: Adequate resources

As Published: 2004

COND 2.4 Threshold condition 4: Adequate resources