Search Result

121 - 140 of 559 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

SYSC 4.1 Application and purpose

As Published: 2002

SYSC 4.1 Application and purpose

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2005

PERG 9.4 Collective investment scheme (section 235 of the Act)

SUP 17.1 Application

As Published: 2001

SUP 17.1 Application

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

As Published: 2005

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

SUP 5.5 Duties of firms

As Published: 2001

SUP 5.5 Duties of firms

COLL 1.2 Types of authorised fund

As Published: 2004

COLL 1.2 Types of authorised fund

ICOB 8.4 Unsolicited services

As Published: 2004

ICOB 8.4 Unsolicited services

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

SUP 3.6 Firms' cooperation with their auditors

As Published: 2001

SUP 3.6 Firms' cooperation with their auditors

COLL 7.1 Introduction

As Published: 2004

COLL 7.1 Introduction

MCOB 6.4 Content of the offer document

As Published: 2004

MCOB 6.4 Content of the offer document

ICOB 1.1 Application and purpose

As Published: 2005

ICOB 1.1 Application and purpose

PR 5.3 Certificate of approval

As Published: 2005

PR 5.3 Certificate of approval

LR 9.8 Annual report and accounts

As Published: 2005

LR 9.8 Annual report and accounts

CASS 1.4 Application: particular activities

As Published: 2004

CASS 1.4 Application: particular activities

PERG 2.11 What to do now ?

As Published: 2005

PERG 2.11 What to do now ?

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2004

COLL 8.6 Termination, suspension, and schemes of arrangement