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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ICOB 2.3 Inducements

As Published: 2005

ICOB 2.3 Inducements

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

LR 9.6 Notifications

As Published: 2005

LR 9.6 Notifications

LR 4.2 Contents and format of listing particulars

As Published: 2005

LR 4.2 Contents and format of listing particulars

LR 17.3 Requirements with continuing application

As Published: 2005

LR 17.3 Requirements with continuing application

COB 11.8 Proper advice

As Published: 2001

COB 11.8 Proper advice

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2005

PERG 9.6 The investment condition (section 236(3) of the Act): general

COND 1.3 General

As Published: 2001

COND 1.3 General

PERG 2.3 The business element

As Published: 2005

PERG 2.3 The business element

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

ICOB 3.1 Application: general

As Published: 2005

ICOB 3.1 Application: general

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

COB 10.5 Modification of the best execution rule

As Published: 2001

COB 10.5 Modification of the best execution rule

APER 4.5 Statement of Principle 5

As Published: 2001

APER 4.5 Statement of Principle 5

PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

LR 10.8 Miscellaneous

As Published: 2005

LR 10.8 Miscellaneous

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions