Search Result

521 - 540 of 647 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 17.4 Obligation to make transaction reports

As Published: 2001

SUP 17.4 Obligation to make transaction reports

LR 7.2 The Listing Principles

As Published: 2005

LR 7.2 The Listing Principles

ICOB 8.2 General rules

As Published: 2005

ICOB 8.2 General rules

MCOB 2.5 Reliance on others

As Published: 2004

MCOB 2.5 Reliance on others

LR 3.5 Block listing and formal application

As Published: 2005

LR 3.5 Block listing and formal application

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

As Published: 2005

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

PRIN 3.1 Who?

As Published: 2001

PRIN 3.1 Who?

ICOB 2.2 Communication

As Published: 2004

ICOB 2.2 Communication

PERG 2.4 Link between activities and the United Kingdom

As Published: 2005

PERG 2.4 Link between activities and the United Kingdom

LR 15.5 Property investment companies

As Published: 2005

LR 15.5 Property investment companies

LR 12.5 Purchase of own securities other than equity shares

As Published: 2005

LR 12.5 Purchase of own securities other than equity shares

PERG 8.33 Introducing

As Published: 2005

PERG 8.33 Introducing

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

MCOB 9.8 Disclosure after sale

As Published: 2004

MCOB 9.8 Disclosure after sale

PERG 4.14 Mortgage activities carried on by professional firms

As Published: 2005

PERG 4.14 Mortgage activities carried on by professional firms

PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

PERG 6.1 Application

As Published: 2005

PERG 6.1 Application

COLL 1.2 Types of authorised fund

As Published: 2004

COLL 1.2 Types of authorised fund