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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 3.8 Determination by the Ombudsman

As Published: 2004

DISP 3.8 Determination by the Ombudsman

REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

MCOB 4.1 Application

As Published: 2004

MCOB 4.1 Application

COB 7.2 Churning and switching

As Published: 2001

COB 7.2 Churning and switching

PERG 4.13 Other exemptions

As Published: 2005

PERG 4.13 Other exemptions

CASS 1.4 Application: particular activities

As Published: 2004

CASS 1.4 Application: particular activities

FEES 6.4 Management expenses

As Published: 2006

FEES 6.4 Management expenses

COB 10.5 Modification of the best execution rule

As Published: 2001

COB 10.5 Modification of the best execution rule

COLL 6.8 Income: accounting, allocation and distribution

As Published: 2004

COLL 6.8 Income: accounting, allocation and distribution

COB 2.4 Chinese walls

As Published: 2001

COB 2.4 Chinese walls

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

SUP App 2.7 Capital resources below the level of individual capital guidance

As Published: 2004

SUP App 2.7 Capital resources below the level of individual capital guidance

PERG 7.2 Introduction

As Published: 2005

PERG 7.2 Introduction

LR 5.5 Miscellaneous

As Published: 2005

LR 5.5 Miscellaneous

LR 2.2 Requirements for all securities

As Published: 2005

LR 2.2 Requirements for all securities

DISP 2.6 To which activities do the rules apply?

As Published: 2003

DISP 2.6 To which activities do the rules apply?

ICOB 6.3 Notification of cancellation by the retail customer

As Published: 2005

ICOB 6.3 Notification of cancellation by the retail customer

CASS 1.5 Application: electronic media and E-Commerce

As Published: 2004

CASS 1.5 Application: electronic media and E-Commerce

CASS 3.1 Application and Purpose

As Published: 2004

CASS 3.1 Application and Purpose

ICOB 2.4 Reliance on others

As Published: 2005

ICOB 2.4 Reliance on others