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SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

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APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

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LR 16.3 Continuing obligations

As Published: 2005

LR 16.3 Continuing obligations

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SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

REC 2.9 Transaction recording

MAR 5.3 Notification of establishment of an ATS

APER 4.2 Statement of Principle 2

LR 16.3 Continuing obligations