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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

CASS 1.1 Application and purpose

As Published: 2004

CASS 1.1 Application and purpose

CRED 8.1 Application and purpose

As Published: 2004

CRED 8.1 Application and purpose

MCOB 1.1 Application and purpose

As Published: 2004

MCOB 1.1 Application and purpose

CASS 1.5 Application: electronic media and E-Commerce

As Published: 2004

CASS 1.5 Application: electronic media and E-Commerce

SUP 17.3 Introduction

As Published: 2001

SUP 17.3 Introduction

COB 11.5 Trustee firms which are not depositaries

As Published: 2002

COB 11.5 Trustee firms which are not depositaries

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

SUP 3.5 Auditors' independence

As Published: 2001

SUP 3.5 Auditors' independence

COB 4.1 Client classification

As Published: 2001

COB 4.1 Client classification

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

REC 4.7 The section 297 power to revoke recognition

As Published: 2001

REC 4.7 The section 297 power to revoke recognition

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

LR 17.4 Disclosures

As Published: 2005

LR 17.4 Disclosures

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

DISP 1.4 Time limits for dealing with a complaint

As Published: 2003

DISP 1.4 Time limits for dealing with a complaint

PERG 8.7 Engage in investment activity

As Published: 2005

PERG 8.7 Engage in investment activity