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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COB 7.2 Churning and switching

As Published: 2001

COB 7.2 Churning and switching

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SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

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PERG 4.12 Appointed representatives

As Published: 2005

PERG 4.12 Appointed representatives

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PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

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PERG 2.4 Link between activities and the United Kingdom

As Published: 2005

PERG 2.4 Link between activities and the United Kingdom

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PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

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PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

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REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors

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LR 19.5 Disclosures

As Published: 2005

LR 19.5 Disclosures

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MCOB 2.8 Record keeping

As Published: 2004

MCOB 2.8 Record keeping

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DTR 1.4 Suspension of trading

As Published: 2005

DTR 1.4 Suspension of trading

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REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

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COB 11.8 Proper advice

As Published: 2001

COB 11.8 Proper advice

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REC 3.20 Disciplinary action relating to members

As Published: 2001

REC 3.20 Disciplinary action relating to members

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REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2001

REC 3.22 Restriction of, or instruction to close out, open positions

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PERG 6.4 Limitations of this guidance

As Published: 2005

PERG 6.4 Limitations of this guidance

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REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2001

REC 3.5 Disciplinary action and events relating to key individuals

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REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

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REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings

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DTR 1.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1.2 Modifying rules and consulting the FSA

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