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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

PERG 2.5 Investments and activities: general

As Published: 2005

PERG 2.5 Investments and activities: general

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

MCOB 10.3 Formula and assumptions for calculating the APR

As Published: 2004

MCOB 10.3 Formula and assumptions for calculating the APR

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

COB 8.1 Confirmation of transactions

As Published: 2001

COB 8.1 Confirmation of transactions

SUP 13.11 Record keeping

As Published: 2001

SUP 13.11 Record keeping

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

FIT 1.2 Introduction

As Published: 2003

FIT 1.2 Introduction

PERG 7.6 Applications for a certificate

As Published: 2005

PERG 7.6 Applications for a certificate

LR 9.6 Notifications

As Published: 2005

LR 9.6 Notifications

ICOB 2.2 Communication

As Published: 2004

ICOB 2.2 Communication

FEES 6.2 Exemption

As Published: 2006

FEES 6.2 Exemption

COB 5.2 Know your customer

As Published: 2002

COB 5.2 Know your customer

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2006

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

FEES 5.4 Information requirement

As Published: 2006

FEES 5.4 Information requirement

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

REC 1.2 Purpose, status and statutoryquotations

As Published: 2004

REC 1.2 Purpose, status and statutoryquotations

COLL 5.1 Introduction

As Published: 2004

COLL 5.1 Introduction