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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

PERG 4.6 Advising on regulated mortgage contracts

As Published: 2005

PERG 4.6 Advising on regulated mortgage contracts

PERG 5.14 Exemptions

As Published: 2005

PERG 5.14 Exemptions

LR 17.3 Requirements with continuing application

As Published: 2005

LR 17.3 Requirements with continuing application

COLL 9.2 Section 264 recognised schemes

As Published: 2004

COLL 9.2 Section 264 recognised schemes

REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

COB 2.4 Chinese walls

As Published: 2001

COB 2.4 Chinese walls

LR 1.2 Modifying rules and consulting the FSA

As Published: 2005

LR 1.2 Modifying rules and consulting the FSA

APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

DISP 2.6 To which activities do the rules apply?

As Published: 2003

DISP 2.6 To which activities do the rules apply?

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

COLL 8.3 Investor relations

As Published: 2004

COLL 8.3 Investor relations

SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

As Published: 2005

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

DISP App 1.6 Criteria for determining complaints

As Published: 2004

DISP App 1.6 Criteria for determining complaints

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS