Search Result

301 - 320 of 655 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.3 Does the activity require authorisation?

As Published: 2005

PERG 7.3 Does the activity require authorisation?

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

PERG 5.14 Exemptions

As Published: 2005

PERG 5.14 Exemptions

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

LR 2.2 Requirements for all securities

As Published: 2005

LR 2.2 Requirements for all securities

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

PERG 2.2 Introduction

As Published: 2005

PERG 2.2 Introduction

ICOB 2.1 Application: who?

As Published: 2005

ICOB 2.1 Application: who?

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

LR 5.3 Requests to cancel or suspend

As Published: 2005

LR 5.3 Requests to cancel or suspend

GEN 4.1 Application and purpose

As Published: 2003

GEN 4.1 Application and purpose

PERG 2.5 Investments and activities: general

As Published: 2005

PERG 2.5 Investments and activities: general

MCOB 7.6 Event-driven information

As Published: 2004

MCOB 7.6 Event-driven information

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

SYSC 4.2 Practical measures

As Published: 2002

SYSC 4.2 Practical measures

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2005

PR 1.2 Requirement for a prospectus and exemptions