Search Result

301 - 320 of 407 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

MCOB 6.1 Application

As Published: 2004

MCOB 6.1 Application

DTR 1.4 Suspension of trading

As Published: 2005

DTR 1.4 Suspension of trading

MCOB 12.5 Excessive charges

As Published: 2004

MCOB 12.5 Excessive charges

MCOB 10.2 Purpose

As Published: 2004

MCOB 10.2 Purpose

ICOB 8.1 Application and purpose

As Published: 2005

ICOB 8.1 Application and purpose

SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

As Published: 2005

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

MCOB 12.2 Purpose

As Published: 2004

MCOB 12.2 Purpose

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

DISP 3.5 Evidence

As Published: 2002

DISP 3.5 Evidence

SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

LR 10.5 Class 1 requirements

As Published: 2005

LR 10.5 Class 1 requirements

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

DTR 2.1 Introduction and purpose

As Published: 2005

DTR 2.1 Introduction and purpose

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

LR 9.8 Annual report and accounts

As Published: 2005

LR 9.8 Annual report and accounts

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

ICOB 6.2 Cancellation rights and period

As Published: 2005

ICOB 6.2 Cancellation rights and period