Search Result

241 - 260 of 663 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ICOB 6.4 Effects of cancellation

As Published: 2004

ICOB 6.4 Effects of cancellation

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2005

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

SUP 3.4 Auditors' qualifications

As Published: 2001

SUP 3.4 Auditors' qualifications

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

CRED 2.1 What is this guide?

As Published: 2004

CRED 2.1 What is this guide?

COB 2.3 Reliance on others

As Published: 2003

COB 2.3 Reliance on others

PERG 5.10 Renewals

As Published: 2005

PERG 5.10 Renewals

SUP 17.3 Introduction

As Published: 2001

SUP 17.3 Introduction

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

PR 3.4 Supplementary prospectus

As Published: 2005

PR 3.4 Supplementary prospectus

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

As Published: 2005

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

MCOB 4.1 Application

As Published: 2004

MCOB 4.1 Application

DISP 2.7 The territorial scope of the jurisdiction of the Financial Ombudsman Service

As Published: 2002

DISP 2.7 The territorial scope of the jurisdiction of the Financial Ombudsman Service