Search Result

241 - 260 of 639 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.4 Key individuals and internal organisation

As Published: 2001

REC 3.4 Key individuals and internal organisation

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

ICOB 4.2 Status disclosure

As Published: 2004

ICOB 4.2 Status disclosure

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

DTR 1.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1.2 Modifying rules and consulting the FSA

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

COLL 8.3 Investor relations

As Published: 2004

COLL 8.3 Investor relations

DTR 1.1 Application and purpose

As Published: 2005

DTR 1.1 Application and purpose

REC 3.14 Products, services and normal hours of operation

As Published: 2001

REC 3.14 Products, services and normal hours of operation

PERG 8.33 Introducing

As Published: 2005

PERG 8.33 Introducing

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2001

REC 3.15 Suspension of services and inability to operate facilities

APER 4.3 Statement of Principle 3

As Published: 2001

APER 4.3 Statement of Principle 3

FEES 5.9 Leaving the Financial Ombudsman Service

As Published: 2006

FEES 5.9 Leaving the Financial Ombudsman Service

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2005

PERG 4.10 Exclusions applying to more than one regulated activity