Search Result

201 - 220 of 636 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2005

PERG 7.4 Does the article 54 exclusion apply?

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

LR 2.2 Requirements for all securities

As Published: 2005

LR 2.2 Requirements for all securities

DISP 4.2 The standard terms

As Published: 2005

DISP 4.2 The standard terms

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

MAR 1.3 Market abuse (insider dealing)

As Published: 2001

MAR 1.3 Market abuse (insider dealing)

COB 11.2 Relationship with the scheme

As Published: 2003

COB 11.2 Relationship with the scheme

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

COB 11.7 Record Keeping

As Published: 2001

COB 11.7 Record Keeping

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

PR App 3.1

As Published: 2005

PR App 3.1

PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2003

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing