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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 8.5 Notification of altered circumstances relating to waivers

As Published: 2001

SUP 8.5 Notification of altered circumstances relating to waivers

…

SUP 8.7 Varying waivers

As Published: 2001

SUP 8.7 Varying waivers

…

SUP 5.5 Duties of firms

As Published: 2001

SUP 5.5 Duties of firms

…

COB 5.2 Know your customer

As Published: 2002

COB 5.2 Know your customer

…

PERG 2.11 What to do now ?

As Published: 2005

PERG 2.11 What to do now ?

…

COLL 6.8 Income: accounting, allocation and distribution

As Published: 2004

COLL 6.8 Income: accounting, allocation and distribution

…

COB 2.1 Clear, fair and not misleading communication

As Published: 2001

COB 2.1 Clear, fair and not misleading communication

…

COB 3.1 Application: who?

As Published: 2001

COB 3.1 Application: who?

…

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

…

COLL 4.3 Approvals and notifications

As Published: 2004

COLL 4.3 Approvals and notifications

…

PERG 2.3 The business element

As Published: 2005

PERG 2.3 The business element

…

REC 3.1 Application and purpose

As Published: 2001

REC 3.1 Application and purpose

…

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

…

PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

…

CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

…

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

…

CASS 1.4 Application: particular activities

As Published: 2004

CASS 1.4 Application: particular activities

…

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

…

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

…

FEES 6.4 Management expenses

As Published: 2006

FEES 6.4 Management expenses

…

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