Search Result

181 - 200 of 683 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

COLL 2.1 Authorised fund applications

As Published: 2004

COLL 2.1 Authorised fund applications

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

COB 9.1 These provisions have been moved to the Client Assets sourcebook (CASS)

As Published: 2002

COB 9.1 These provisions have been moved to the Client Assets sourcebook (CASS)

PR 3.4 Supplementary prospectus

As Published: 2005

PR 3.4 Supplementary prospectus

REC 3.13 Delegation of relevant functions

As Published: 2001

REC 3.13 Delegation of relevant functions

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

LR 9.6 Notifications

As Published: 2005

LR 9.6 Notifications

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

SUP 7.3 Criteria for varying a firm's permission

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission

COB 11.2 Relationship with the scheme

As Published: 2003

COB 11.2 Relationship with the scheme

SUP 2.2 Information gathering by the FSA on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the FSA on its own initiative: background

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

REC 4.8 The section 298 procedure

As Published: 2001

REC 4.8 The section 298 procedure

REC 6.1 Introduction and legal background

As Published: 2001

REC 6.1 Introduction and legal background

COLL 1.2 Types of authorised fund

As Published: 2004

COLL 1.2 Types of authorised fund

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages