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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.1 Application and purpose

As Published: 2001

REC 3.1 Application and purpose

REC 4.4 Complaints

As Published: 2001

REC 4.4 Complaints

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2001

REC 4.2 The supervisory relationship with UK recognised bodies

FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

REC 4.8 The section 298 procedure

As Published: 2001

REC 4.8 The section 298 procedure

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

REC 1.1 Application

As Published: 2005

REC 1.1 Application

FEES 4.4 Information on which Fees are calculated

As Published: 2006

FEES 4.4 Information on which Fees are calculated

REC 4.1 Application and purpose

As Published: 2001

REC 4.1 Application and purpose

REC 3.13 Delegation of relevant functions

As Published: 2001

REC 3.13 Delegation of relevant functions

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

REC 4.7 The section 297 power to revoke recognition

As Published: 2001

REC 4.7 The section 297 power to revoke recognition

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2001

REC 3.22 Restriction of, or instruction to close out, open positions

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2001

REC 3.5 Disciplinary action and events relating to key individuals

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

ICOB 8.4 Unsolicited services

As Published: 2004

ICOB 8.4 Unsolicited services

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees