Search Result

161 - 180 of 636 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

LR 15.6 Authorised property unit trusts

As Published: 2005

LR 15.6 Authorised property unit trusts

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms

COLL 7.2 Suspension and restart of dealings

As Published: 2004

COLL 7.2 Suspension and restart of dealings

SUP 15.4 Notified persons

As Published: 2001

SUP 15.4 Notified persons

SUP 15.10 Reporting suspicious transactions (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions (market abuse)

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

LR 17.1 Application

As Published: 2005

LR 17.1 Application

LR 13.3 Contents of all circulars

As Published: 2005

LR 13.3 Contents of all circulars

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

COB 11.7 Record Keeping

As Published: 2001

COB 11.7 Record Keeping

DTR 2.1 Introduction and purpose

As Published: 2005

DTR 2.1 Introduction and purpose

DTR 1.4 Suspension of trading

As Published: 2005

DTR 1.4 Suspension of trading

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

LR 12.6 Treasury shares

As Published: 2005

LR 12.6 Treasury shares

COB 4.2 Terms of business and client agreements with customers

As Published: 2003

COB 4.2 Terms of business and client agreements with customers