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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

COB 7.2 Churning and switching

As Published: 2001

COB 7.2 Churning and switching

PERG 4.12 Appointed representatives

As Published: 2005

PERG 4.12 Appointed representatives

PERG 8.1 Application and purpose

As Published: 2005

PERG 8.1 Application and purpose

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

COLL 8.5 Powers and responsibilities

As Published: 2004

COLL 8.5 Powers and responsibilities

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

REC 6.1 Introduction and legal background

As Published: 2001

REC 6.1 Introduction and legal background

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

SUP 17.4 Obligation to make transaction reports

As Published: 2001

SUP 17.4 Obligation to make transaction reports

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

SUP 17.3 Introduction

As Published: 2001

SUP 17.3 Introduction

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

PERG 8.23 Regulated activities

As Published: 2005

PERG 8.23 Regulated activities