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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2005

PERG 4.10 Exclusions applying to more than one regulated activity

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

COB 3.8 Form and content of financial promotions

As Published: 2001

COB 3.8 Form and content of financial promotions

PERG 8.31 Exclusions for advising on investments

As Published: 2005

PERG 8.31 Exclusions for advising on investments

SUP 13.11 Record keeping

As Published: 2001

SUP 13.11 Record keeping

LR 18.1 Application

As Published: 2005

LR 18.1 Application

MCOB 2.1 Application

As Published: 2004

MCOB 2.1 Application

FEES 5.3 The general levy

As Published: 2006

FEES 5.3 The general levy

MAR 1.8 Market abuse (dissemination)

As Published: 2001

MAR 1.8 Market abuse (dissemination)

DTR 3.1

As Published: 2005

DTR 3.1

FIT 2.2 Competence and capability

As Published: 2001

FIT 2.2 Competence and capability

DISP 3.6 Time limits

As Published: 2002

DISP 3.6 Time limits

ICOB 8.2 General rules

As Published: 2005

ICOB 8.2 General rules

DISP 3.3 Dismissal of complaints without consideration of the merits

As Published: 2004

DISP 3.3 Dismissal of complaints without consideration of the merits

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

As Published: 2005

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

LR 12.6 Treasury shares

As Published: 2005

LR 12.6 Treasury shares