Search Result

621 - 640 of 658 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

MCOB 12.2 Purpose

As Published: 2004

MCOB 12.2 Purpose

LR 16.1 Application

As Published: 2005

LR 16.1 Application

LR 13.7 Circulars about purchase of own equity securities

As Published: 2005

LR 13.7 Circulars about purchase of own equity securities

PERG 4.9 Agreeing to carry on a regulated activity

As Published: 2005

PERG 4.9 Agreeing to carry on a regulated activity

LR 16.2 Requirements for listing

As Published: 2005

LR 16.2 Requirements for listing

FEES 5.7 Payment

As Published: 2006

FEES 5.7 Payment

SYSC 1.2 Purpose

As Published: 2001

SYSC 1.2 Purpose

DISP 1.7 The Society of Lloyd's

As Published: 2005

DISP 1.7 The Society of Lloyd's

ICOB 4.6 Commission disclosure for commercial customers

As Published: 2004

ICOB 4.6 Commission disclosure for commercial customers

ICOB 7.1 Application and purpose

As Published: 2005

ICOB 7.1 Application and purpose

COB 4.2 Terms of business and client agreements with customers

As Published: 2003

COB 4.2 Terms of business and client agreements with customers

ICOB 4.2 Status disclosure

As Published: 2004

ICOB 4.2 Status disclosure

ICOB 4.3 Suitability

As Published: 2006

ICOB 4.3 Suitability

MCOB 9.7 Disclosure at the start of the contract

As Published: 2004

MCOB 9.7 Disclosure at the start of the contract

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

CRED 9.1 Application, purpose and interpretation

As Published: 2002

CRED 9.1 Application, purpose and interpretation

COLL 5.4 Stock lending

As Published: 2004

COLL 5.4 Stock lending

COLL 5.1 Introduction

As Published: 2004

COLL 5.1 Introduction

COLL 6.8 Income: accounting, allocation and distribution

As Published: 2004

COLL 6.8 Income: accounting, allocation and distribution