Search Result

41 - 60 of 587 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2004

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

LR 18.2 Requirements for listing

As Published: 2005

LR 18.2 Requirements for listing

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

LR 13.8 Other circulars

As Published: 2005

LR 13.8 Other circulars

LR 15.3 Listing applications and procedures

As Published: 2005

LR 15.3 Listing applications and procedures

COLL 4.2 Pre-sale notifications

As Published: 2004

COLL 4.2 Pre-sale notifications

LR 14.2 Requirements for listing

As Published: 2005

LR 14.2 Requirements for listing

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

LR 19.5 Disclosures

As Published: 2005

LR 19.5 Disclosures

COLL 4.5 Reports and accounts

As Published: 2004

COLL 4.5 Reports and accounts

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

LR 4.4 Miscellaneous

As Published: 2005

LR 4.4 Miscellaneous

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2004

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

PR App 1.1

As Published: 2005

PR App 1.1