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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings

COB 2.4 Chinese walls

As Published: 2001

COB 2.4 Chinese walls

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

COB 6.1 Product disclosure

As Published: 2002

COB 6.1 Product disclosure

COB 3.7 Records

As Published: 2003

COB 3.7 Records

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

COB 11.6 Delegation to a permitted third party.

As Published: 2001

COB 11.6 Delegation to a permitted third party.

APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

COB 2.5 Exclusion of liability

As Published: 2004

COB 2.5 Exclusion of liability

LR 19.5 Disclosures

As Published: 2005

LR 19.5 Disclosures

LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

LR 19.1 Application

As Published: 2005

LR 19.1 Application

LR 4.4 Miscellaneous

As Published: 2005

LR 4.4 Miscellaneous

LR 5.4 Restoring listing

As Published: 2005

LR 5.4 Restoring listing

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

PERG 4.9 Agreeing to carry on a regulated activity

As Published: 2005

PERG 4.9 Agreeing to carry on a regulated activity

DISP 3.7 Delegation of the Ombudsman's powers

As Published: 2002

DISP 3.7 Delegation of the Ombudsman's powers

SUP 17.4 Obligation to make transaction reports

As Published: 2001

SUP 17.4 Obligation to make transaction reports

ICOB 8.3 Disclosure requirements

As Published: 2004

ICOB 8.3 Disclosure requirements