Search Result

461 - 480 of 709 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

REC 3.13 Delegation of relevant functions

As Published: 2001

REC 3.13 Delegation of relevant functions

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

MCOB 7.4 Disclosure at the start of the contract

As Published: 2004

MCOB 7.4 Disclosure at the start of the contract

DTR 1.4 Suspension of trading

As Published: 2005

DTR 1.4 Suspension of trading

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

SUP 7.3 Criteria for varying a firm's permission

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission

CRED 7.2 Investment

As Published: 2003

CRED 7.2 Investment

PERG 8.22 The Internet

As Published: 2005

PERG 8.22 The Internet

DTR 1.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1.2 Modifying rules and consulting the FSA

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

REC 4.4 Complaints

As Published: 2001

REC 4.4 Complaints

SUP 13.11 Record keeping

As Published: 2001

SUP 13.11 Record keeping

PERG 5.14 Exemptions

As Published: 2005

PERG 5.14 Exemptions

PR 2.4 Incorporation by reference

As Published: 2005

PR 2.4 Incorporation by reference

PERG 4.3 Regulated activities related to mortgages

As Published: 2005

PERG 4.3 Regulated activities related to mortgages

SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2001

SUP 18.3 Insurance business transfers outside the United Kingdom

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

MCOB 10.4 Total charge for credit

As Published: 2005

MCOB 10.4 Total charge for credit

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background